台端:公告有關本公司接獲所投資基金(Spectra SPC Powerfund)之更新通知事宜(112/03/06已公告收到基金之通知，112/03/25公告收到基金之更新通知)
鉅亨網新聞中心 2023-03-25 14:36
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1.事實發生日:112/03/25
2.公司名稱:台端興業股份有限公司
3.與公司關係(請輸入本公司或子公司):本公司
4.相互持股比例:不適用
5.發生緣由:
(1)公告有關本公司分別於112.03.03及112.03.24接獲所投資基金(Spectra
SPC Powerfund)以email通知事宜。
(2)112.03.03收到之通知內容：
(A)英文原文如下：
Deferral of Redemption of Participating Shares until Further Notice
We are writing to inform you that the Board has declared a suspension
of calculation of Net Asset Value of the Company attributable to the
Fund and a deferral of redemption of Participating Shares with
immediate effect until further notice.
The Board considers that there exists circumstance where remittance or
transfer of monies upon redemption of Participial Shares is not
reasonably practicable, and more time is required for handling any
redemption request which may be incoming and to determine the latest
Net Asset Value. As such, the Board relied on the terms of the
Offering Memorandum to declare a suspension of calculation of Net Asset
Value and that no Participating Shares shall be redeemed on the
upcoming Redemption Day, i.e.l March 2023.
The Investment Manager, in its opinion, also believe that such
postponement of the Redemption Day is in the best interest of the
Participating Shareholders as a whole.
Further notice will be issued to the Participating Shareholders in
relation to the Redemption arrangement as and when appropriate.
(B)中文翻譯：
Spectra SPC Powerfund董事會依據基金發行備忘錄之遞延條款，宣布自2023年3月
1日起將暫停基金的資產淨值計算並且遞延基金的贖回，直至進一步通知。此決定
是由於該基金董事會認為，在處理收回Spectra SPC Powerfund基金運作交易的資
金，以支應全部贖回款，在現有情形下並不可行，故需要更多時間處理可能收到的
贖回申請及計算最新的資產淨值。
(3)該基金發行備忘錄之遞延條款內容：
(A)英文原文如下：
Deferral Provisions
If on any Redemption Day, Redemption Forms are received for the
redemption of Participating Shares which, together with Redemption
Forms received during the previous 20 Business Days, have an aggregate
value of more than 10% of the latest available Net Asset Value of the
Company attributable to the Fund, the Board may declare that no
Participating Shares in excess of 10% of the Net Asset Value shall
be redeemed on that Redemption Day and such Redemption Forms shall be
carried forward for redemption on the next Redemption Day, or such
later day as the Board may determine (being not more than one calendar
month hence) and such intermediate days shall not be Redemption Days
for the purpose of redemption, in which event the number of
Participating Shares of each Shareholder to be redeemed on such
Redemption Day shall be reduced, pro-rata, provided that, on any
subsequent Redemption Day priority shall be given to requests for
redemption carried forward from a previous Redemption Day, according
to the length of time for which they have been carried forward.
Payment of redemption proceeds may be suspended during any period in
which the determination of the Net Asset Value is suspended in
accordance with the Articles.
(B)中文翻譯：
在任何贖回日，如收到贖回申請單加上於前20個營業日收到的贖回申請單的總值超
過基金的最近一次計算的資產淨值的10%，則董事會可宣佈超出該總值(淨值10%)的
單位數不得於該贖回日贖回，應遞延至下一個贖回日，或依董事會決定的較後日期
不超過一個日曆月）方可贖回。在此情況下，各贖回申請人於該贖回日所贖回的
數量應依比例減少；根據有關條款，之後贖回日，自前一個贖回日遞延贖回的請求
將按照遞延的時間順序處理。根據細則，在暫停確定資產淨值的任何期間內，可暫
停支付贖回所得款項。
(4)112.03.24收到之通知內容：
(A)英文原文如下：
The Board wishes to further update that, as at the date hereof,
despite repeated requests made by the Fund to City Credit Capital
(Labuan) Limited (”CCCL”) and City Credit Capital (UK) Limited
(”CCCUK”) which the Fund deposited the Fund"s fund as well as
undertaking foreign exchange trading for and on behalf of the Fund,
CCCL and CCCUK have failed to execute the withdrawal instruction of
the Fund to release and return the moneys to the Fund. As at the date
of this notice, the funds deposited with the CCCL and CCCUK were
US$337,877,859.25 and US$464,786.84 respectively. The Board has
instructed legal representatives in the respective places to advise
and handle the situation and demand letters have been sent to CCCL
and CCCUK. Up to today, no positive response has been received by the
Fund and the Fund will instruct the relevant legal representatives to take
further actions to protect the interests of the Fund, which may include
making complaints to the relevant financial industry monitoring
authorities, and to commence legal action if appropriate, for the
purpose of recovering the funds.
Further notice will be issued to the Participating Shareholders in
relation to the abovementioned situation as soon as practicable.
(B)中文翻譯：
基金董事會希望進一步更新上述通知，截至本文日期，儘管基金一再向
City Credit Capital(Labuan)Limited (CCCL)和City Credit Capital(UK)
Limited (CCCUK)提出申請，CCCL和CCCUK是基金存入基金資金並代表
基金進行外匯買賣的機構，CCCL和CCCUK未能執行基金的提款指令將基金資金
款項退還給基金。截至本通知日期，基金存放於CCCL和CCCUK的資金分別為
代表人就此情況提出建議和處理，並已向CCCL和CCCUK發出催款函。截至本文
日期，基金尚未收到正面回覆，基金將責成相關法律代表人採取進一步行動
以維護基金利益，其中可能包括向相關金融業監管部門投訴，並開始採取
適當的法律行動，以收回基金資金。
基金董事會將在切實可行範圍內盡快就上述情況發出進一步通知。
6.因應措施:
1,631,173仟元)，佔112.02.28自結報表合併總資產之82%。
本公司及子公司全部投資基金之明細如下：
帳面金額
基金名稱 簡稱 USD仟元 (NTD仟元) 交易 發行
機構 單位
============================= ==== ====== ======== ==== ======
Spectra SPC Powerfund (PF) 21,984 670,080 AA STI
Asian Strategic Long Term Fund (GP) 8,164 248,826 AA CCIB
Asian Strategic Orient Fund (GH) 9,116 277,873 AA CCIB
Longchamp Absolute Return Unit
Trust Fund(112.03.23已申請贖回)(LC) 14,252 434,394 CCAM-N CCAM
------ ---------
合計 53,516 1,631,173
====== =========
(1)AA：Ayers Alliance Financial Group Ltd.
(2)STI：STI PF Limited
(3)CCIB：City Credit Investment Bank Limited
(4)CCAM-N：City Credit Asset Management Nominee Co., Ltd.
(5)CCAM：City Credit Asset Management Co., Ltd.
(二)本公司及子公司於112年截至目前，無新增申購基金交易。
(三)本公司及子公司已於112.03.23已申請贖回上列(一)明細內之全部Longchamp
Absolute Return Unit Trust Fund
(預計交易日112.04.03，請參閱112.03.23公告)，
(四)本公司截至目前有兩筆尚未收回款項之應收基金贖回款金額計美金2,041仟元
(折合新台幣62,201仟元)，佔112.02.28自結報表合併總資產之3%，明細如下：
帳面應收金額
基金簡稱 交易日 USD仟元 (NTD仟元) 交易機構 發行單位
========= ======= ========= ============ ======== ========
PF 112.02.15 1,032 31,445 AA STI
LC 112.02.20 1,009 30,756 CCAM-N CCAM
------ ---------
合計 2,041 62,201
====== =========
(五)本公司將持續與基金交易機構及發行單位溝通，以確認因為：
(1)本次重訊公告事宜，以及
(2)112.03.06重訊公告事宜（PF通知自112.03.01起，暫停PF基金的資產淨值計算
並且遞延PF基金的贖回），以及
(3)112.03.19重訊公告事宜（AA通知自112.03.13起，在另行通知之前所有客戶
的帳戶將處於不活動狀態），以及
(4)監管單位與銀行金檢及反洗錢查核，
而造成對本公司投資基金及應收基金贖回款之影響，以上待本公司得到進一步通知
或確認後將另行公告。
7.其他應敘明事項(若事件發生或決議之主體係屬公開發行以上公司，本則重大訊息同時
符合證券交易法施行細則第7條第9款所定對股東權益或證券價格有重大影響之事項):
有關於本公司財務業務相關訊息，本公司均依相關規定公告及發布重大訊息，若有收
到進一步通知或其他應公告事項，請投資人依本公司公告之資訊為準。
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